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Fiscal Year: FY 2010  Task Last Updated:  05/21/2010 
PI Name: Dinges, David F. 
Project Title: Optical Computer Recognition of Stress, Affect and Fatigue during Performance in Space Flight 
   
Division Name: Human Research 
Program/Discipline: NSBRI 
Element/Subdiscipline: Neurobehavioral and Psychosocial Factors Team 
Joint Agency Name:  
Human Research Program Elements: (1) BHP:Behavioral Health & Performance
Human Research Program Risks:: (1) Bmed:Risk of Behavioral and Psychiatric Conditions
Human Research Program Gaps: (1) BHP Gap Team02:What are the most optimal ways to monitor and measure crew cohesion, crew performance, and crew-ground interaction for exploration missions? (Priority 1)
(2) BMed03:What are the optimal methods to detect and assess decrements in behavioral health (which may negatively affect performance) during exploration missions?
PI Email: dinges@mail.med.upenn.edu  Fax:  215-573-6410 
PI Organization Type: UNIVERSITY  Phone: 215-898-9949  
Organization Name: University of Pennsylvania 
PI Address 1: Unit for Experimental Psychiatry 
PI Address 2: 423 Guardian Drive 
PI Web Page:  
City: Philadelphia  State: PA 
Zip Code: 19104-4209  Congressional District: 
Comments:  
Project Type: GROUND  Solicitation:  2007 Crew Health NNJ07ZSA002N 
Start Date: 05/01/2008  End Date:  04/30/2012 
No. of Post Docs: No. of PhD Degrees: 
No. of PhD Candidates: No. of Master' Degrees: 
No. of Master's Candidates: No. of Bachelor's Degrees:  21 
No. of Bachelor's Candidates: 24  Monitoring Center:  NSBRI 
Contact Monitor:   Contact Phone:   
Contact Email:  
Flight Program:  
Flight Assignment:

 

Key Personnel Changes/Previous PI:  
COI Name (Institution): Metaxas, Dimitris  ( Rutgers University )
Goel, Namni  ( University of Pennsylvania ) 
Grant/Contract No.: NCC 9-58-NBPF01601 
Performance Goal No.:  
Performance Goal Text:

 

Task Description: Astronauts must maintain high-level performance while experiencing demanding workload and work schedules, extreme environmental risks, and psychosocial stressors in space (e.g., isolation, confinement). Stress, negative emotions and fatigue can jeopardize their cognitive performance and neurobehavioral status. The proposed research is developing and validating an objective, unobtrusive, computational model-based tracker of the human face that reliably identifies when astronauts are experiencing stress, emotion and fatigue at levels that compromise performance in space. This optical computer recognition (OCR) system will provide feedback to them for autonomous selection of countermeasures for stress, depression and fatigue. The project is being accomplished through collaborative efforts of Dr. David Dinges (Unit for Experimental Psychiatry) at the University of Pennsylvania School of Medicine, and Dr. Dimitris Metaxas (Computational Biomedicine Imaging and Modeling Center) at Rutgers University. The project has four specific aims: (1) Create an OCR system capable of monitoring facial displays of specific emotions (i.e. angry, happy and sad). (2) Improve our current OCR system's ability to detect facial expressions of high versus low performance-induced stress. (3) Develop OCR algorithms to identify fatigue due to sleep loss based on slow eyelid closures (PERCLOS). (4) Test the technical feasibility of data acquisition and reliability of the advanced OCR system in spaceflight analogs that contain neurobehavioral stressors relevant to spaceflight (e.g., NEEMO). The project has primary relevance to strategic goals of the NSBRI Neurobehavioral and Psychosocial Factors (NBPF) Team. Two major laboratory experiments for OCR development and validation are underway. The project is 50% complete. To date, half of the total number of subjects required to complete the two experiments have been studied.

 

Research Impact/Earth Benefits: The study focuses on the ability of an unobtrusive, automated optical technology to detect psychological stress, emotion and fatigue during operational performance. The knowledge gained has the potential to identify an objective, unobtrusive, automated method for the recognition, monitoring, and management of the risks of neurobehavioral dysfunction in affect and alertness in space flight and in many Earth-based safety-sensitive occupations, such as transportation workers (e.g., truck drivers, train conductors, airline pilots); operators in safety-sensitive industries (e.g., power plant control rooms); and military personnel.

 

Task Progress: In the second year of the current project we have continued to expand the OCR algorithm to recognize facial expressions of emotion and behavioral indicators of excessive sleepiness (through slow eyelid closures). We are also continuing our work to improve the system's ability to correctly identify stress. Preliminary data confirm that the experimental procedures reliably induce stress, emotion and fatigue. During the second year, we have continued collecting data for the two experiments we proposed (one on emotion recognition and one on stress and fatigue detection). Twenty healthy subjects have completed the two experiments (n=11 in Experiment 1 and n=9 in Experiment 2). We are using these data to expand and improve the current OCR algorithm. Together with data acquired in year 1 on n=20 other subjects, a total of n=40 subjects have been studied to date (i.e., n=20 in each of the 2 experiments).

In Experiment 1 (emotion recognition), 15 hours of footage for facial emotional analysis was collected. Subjective emotional questionnaires also were administered to all subjects.

In Experiment 2 (stress and fatigue detection), 180 hours of digitally recorded high definition footage was collected capturing the faces of subjects during performance of the Psychomotor Vigilance Task (PVT). Facelab data and PVT reaction times were simultaneously recorded throughout these test bouts, which were administered every 2 hours over the course of two consecutive days. 3 hours of footage was recorded for facial emotional analysis and 20 hours of footage also was collected for stress analysis. In addition, data from neuropsychological tasks, personality questionnaires, and subjective emotional rating scales were obtained from all subjects.

With regard to the stress-related hormone analysis in Experiment 2, a total of 45 saliva samples were collected during stress-inducing tasks (5 saliva samples per subject). EEG/EKG data were also collected during these stress-inducing tasks.

 

Bibliography Type: Description: (Last Updated: 06/02/2010) Show Cumulative Bibliography Listing
 
Abstracts for Journals and Proceedings Dinges DF, Metaxas D, Banks S, Goel N, Ecker A, Basner M. "Overview of NSBRI neurobehavioral and psychosocial projects involving detection and mitigation stress, fatigue and conflict in space." NASA Human Research Program Investigators' Workshop, Houston, TX, February 4, 2010.

NASA Human Research Program Investigators' Workshop, Abstract Book, February 2010. , Feb-2010

Abstracts for Journals and Proceedings Dinges DF, Metaxas D, Minkel JD, Lee C, Caruso H, Banks S, McGlinchey EL. "Optical computer recognition of the face to monitor stress, emotion and fatigue in space flight." 80th Annual Aerospace Medical Association Scientific Meeting, Los Angeles, CA, May 4, 2009.

Aviation, Space, and Environmental Medicine. 2009 Mar;80(3):224. , Mar-2009

Abstracts for Journals and Proceedings Dinges DF, Metaxas DN, Minkel JD, Banks S, Michael N. "Optical computer recognition of behavioral stress in space flight." NASA Human Research Program Investigators' Workshop, League City, TX, February 3, 2009.

NASA Human Research Program Investigators' Workshop, Abstract Book, February 2009. , Feb-2009

Articles in Peer-reviewed Journals Lim J, Wu WC, Wang J, Detre JA, Dinges DF, Rao H. "Imaging brain fatigue from sustained mental workload: an ASL perfusion study of the time-on-task effect." Neuroimage. 2010 Feb 15;49(4):3426-35. PMID: 19925871 , Feb-2010
Awards Dinges D. "Raymond F. Longacre Award for Outstanding Accomplishment in the Psychological and Psychiatric Aspects of Aerospace Medicine, Aerospace Medical Association, May 2009." May-2009
Books/Book Chapters Rathjen T, Whitmore M, McGuire K, Goel N, Dinges DF, Tvaryanas AP, Zehner G, Hudson J, Dismukes RK, Musson DM. "An introduction to human factors in aerospace." in "Fundamentals of Aerospace Medicine (4th edition)." Ed. J.R. Davis et al. Philadelphia : Lippincott Williams & Wilkins, 2008. p. 491-515., Dec-2008
Dissertations and Theses Minkel J. "Affective consequences of sleep deprivation." Dissertation, University of Pennsylvania, May 2009. , May-2009
 
Fiscal Year: FY 2009  Task Last Updated:  06/05/2009 
PI Name: Dinges, David F. 
Project Title: Optical Computer Recognition of Stress, Affect and Fatigue during Performance in Space Flight 
   
Division Name: Human Research 
Program/Discipline: NSBRI 
Element/Subdiscipline: Neurobehavioral and Psychosocial Factors Team 
Joint Agency Name:  
Human Research Program Elements: (1) BHP:Behavioral Health & Performance
Human Research Program Risks:: (1) Bmed:Risk of Behavioral and Psychiatric Conditions
Human Research Program Gaps: (1) BHP Gap Team02:What are the most optimal ways to monitor and measure crew cohesion, crew performance, and crew-ground interaction for exploration missions? (Priority 1)
(2) BMed03:What are the optimal methods to detect and assess decrements in behavioral health (which may negatively affect performance) during exploration missions?
PI Email: dinges@mail.med.upenn.edu  Fax:  215-573-6410 
PI Organization Type: UNIVERSITY  Phone: 215-898-9949  
Organization Name: University of Pennsylvania 
PI Address 1: Unit for Experimental Psychiatry 
PI Address 2: 423 Guardian Drive 
PI Web Page:  
City: Philadelphia  State: PA 
Zip Code: 19104-4209  Congressional District: 
Comments:  
Project Type: GROUND  Solicitation:  2007 Crew Health NNJ07ZSA002N 
Start Date: 05/01/2008  End Date:  04/30/2012 
No. of Post Docs: No. of PhD Degrees: 
No. of PhD Candidates: No. of Master' Degrees: 
No. of Master's Candidates: No. of Bachelor's Degrees: 
No. of Bachelor's Candidates: 26  Monitoring Center:  NSBRI 
Contact Monitor:   Contact Phone:   
Contact Email:  
Flight Program:  
Flight Assignment:

 

Key Personnel Changes/Previous PI:  
COI Name (Institution): Banks, Siobhan  ( University of Pennsylvania Health System )
Metaxas, Dimitri  ( Rutgers University  ) 
Grant/Contract No.: NCC 9-58-NBPF01601 
Performance Goal No.:  
Performance Goal Text:

 

Task Description: Astronauts must maintain high-level performance while experiencing demanding workload and work schedules, extreme environmental risks, and psychosocial stressors in space (e.g., isolation, confinement). Stress, negative emotions and fatigue can jeopardize their cognitive performance and neurobehavioral status. The proposed research will deliver an objective, unobtrusive, computational model-based tracker of the human face that validly and reliably identifies when astronauts are experiencing stress, emotion and fatigue at levels that compromise performance in space. This optical computer recognition (OCR) system will provide feedback to them for autonomous selection of countermeasures for stress, depression and fatigue. The project will be accomplished through collaborative efforts of Dr. David Dinges (Unit for Experimental Psychiatry) at the University of Pennsylvania School of Medicine, and Dr. Dimitris Metaxas (Computational Biomedicine Imaging and Modeling Center) at Rutgers University.

The project has four specific aims: (1) Create an OCR system capable of monitoring facial displays of specific emotions (i.e. angry, happy and sad). (2) Improve our current OCR system's ability to detect facial expressions of high versus low performance-induced stress. (3) Develop OCR algorithms to identify fatigue due to sleep loss based on slow eyelid closures (PERCLOS). (4) Test the technical feasibility of data acquisition and reliability of the advanced OCR system in spaceflight analogs that contain neurobehavioral stressors relevant to spaceflight (e.g., NEEMO). The project has primary relevance to strategic goals of the NSBRI Neurobehavioral and Psychosocial Factors (NBPF) Team. It addresses a high priority gap identified by the NASA SAT, BHP, and NSBRI NBPF area, and specifically targets questions 25d,c,g,h of Bioastronautics Roadmap Risk Area 25 (Human Performance Failure Due to Neurobehavioral Problems), and question 27d in Risk Area 27 (Human Performance Failure Due to Sleep Loss and Circadian Rhythm Problems).

 

Research Impact/Earth Benefits: The study focuses on the ability of an unobtrusive, automated optical technology to detect psychological stress, emotion and fatigue during operational performance. The knowledge gained has the potential to identify an objective, unobtrusive, automated method for the recognition, monitoring, and management of the risks of neurobehavioral dysfunction in affect and alertness in space flight and in many Earth-based safety-sensitive occupations, such as transportation workers (e.g., truck drivers, train conductors, airline pilots); operators in safety-sensitive industries (e.g., power plant control rooms); and military personnel.

 

Task Progress: The overarching goal of the project is to further develop and validate computerized system that unobtrusively detects stress, emotion and fatigue during space flight. We previously completed development of an optical algorithm for real-time dynamic tracking of the face using a deformable model-based tracker and Active Shape Modeling that reliably discriminates low from high stress by monitoring facial expressions. To overcome the limitations of previous optical tracking techniques, Metaxas and colleagues developed a formal framework for the integration of edge detection and optical flow into a deformable model framework and applied it to facial shape and motion estimation. This method used a single camera to track the shape of the face and its movement in 3-dimensional space, and it created a deformable model, incorporating optical flow (an approximation of the motion of objects within a visual representation) into the model as a constraint.

We have made several other new developments to the OCR system: (1) the technique was validated with the use only one camera, where the previous method required two; (2) we improved tracking by using a manifold of faces that helped automatically track the face as the head moves; (3) we added the use of Conditional Random Fields in addition to Hidden Markov Modeling, to the algorithm which improved its computational efficiency; and (4) GABOR filtering (used for edge detection in image analysis) was incorporated into the ASM algorithm to track changes in facial texture, allowing it to identify features (e.g., furrowed brow).

In the first year of the current project we have begun expanding the algorithm to recognize facial expressions of emotion and behavioral indicators of excessive sleepiness (through slow eyelid closures). We are also continuing our work to improve the system's ability to correctly identify stress. Preliminary data confirm that the experimental procedures reliably induce stress, emotion and fatigue. In this first year we designed and implemented the two experiments we proposed (one on emotion detection and one on stress and fatigue detection. Twenty healthy subjects have completed the two experiments (N=9 in Experiment 1 and N=11 in Experiment 2). We are using these data to expand and improve the current OCR algorithm.

 

Bibliography Type: Description: (Last Updated: 06/02/2010) Show Cumulative Bibliography Listing
 
 
Fiscal Year: FY 2008  Task Last Updated:  06/02/2008 
PI Name: Dinges, David F. 
Project Title: Optical Computer Recognition of Stress, Affect and Fatigue during Performance in Space Flight 
   
Division Name: Human Research 
Program/Discipline: NSBRI 
Element/Subdiscipline: Neurobehavioral and Psychosocial Factors Team 
Joint Agency Name:  
Human Research Program Elements: (1) BHP:Behavioral Health & Performance
Human Research Program Risks:: (1) Bmed:Risk of Behavioral and Psychiatric Conditions
Human Research Program Gaps: (1) BHP Gap Team02:What are the most optimal ways to monitor and measure crew cohesion, crew performance, and crew-ground interaction for exploration missions? (Priority 1)
(2) BMed03:What are the optimal methods to detect and assess decrements in behavioral health (which may negatively affect performance) during exploration missions?
PI Email: dinges@mail.med.upenn.edu  Fax:  215-573-6410 
PI Organization Type: UNIVERSITY  Phone: 215-898-9949  
Organization Name: University of Pennsylvania 
PI Address 1: Unit for Experimental Psychiatry 
PI Address 2: 423 Guardian Drive 
PI Web Page:  
City: Philadelphia  State: PA 
Zip Code: 19104-4209  Congressional District: 
Comments:  
Project Type: GROUND  Solicitation:  2007 Crew Health NNJ07ZSA002N 
Start Date: 05/01/2008  End Date:  04/30/2012 
No. of Post Docs:   No. of PhD Degrees:   
No. of PhD Candidates:   No. of Master' Degrees:   
No. of Master's Candidates:   No. of Bachelor's Degrees:   
No. of Bachelor's Candidates:   Monitoring Center:  NSBRI 
Contact Monitor:   Contact Phone:   
Contact Email:  
Flight Program:  
Flight Assignment:

 

Key Personnel Changes/Previous PI:  
COI Name (Institution): Banks, Siobhan   ( University of Pennsylvania School of Medicine )
Metaxas, Dimitri   ( Rutgers University ) 
Grant/Contract No.: NCC 9-58-NBPF01601 
Performance Goal No.:  
Performance Goal Text:

 

Task Description: Astronauts must maintain high-level performance while experiencing demanding workload and work schedules, extreme environmental risks, and psychosocial stressors in space (for example, isolation and confinement). Stress, negative emotion and fatigue can jeopardize their cognitive performance and neurobehavioral status. The project will deliver an objective, unobtrusive, computational model-based tracker of the human face that validly and reliably identifies when astronauts are experiencing stress, emotion and fatigue at levels that compromise performance in space.

This optical computer recognition (OCR) system will provide feedback to them for autonomous selection of countermeasures for stress, depression and fatigue. The project will be accomplished through collaborative efforts of Dr. David Dinges (Unit for Experimental Psychiatry) at the University of Pennsylvania School of Medicine, and Dr. Dimitris Metaxas (Computational Biomedicine Imaging and Modeling Center) at Rutgers University.

Specific Aims

1) Create an OCR system capable of monitoring facial displays of specific emotions (i.e., angry, happy and sad).

2) Improve our current OCR systems ability to detect facial expressions of high-performance versus low-performance-induced stress.

3) Develop OCR algorithms to identify fatigue due to sleep loss based on slow eyelid closures.

4) Test the technical feasibility of data acquisition and reliability of the advanced OCR system in spaceflight analogs, such as NEEMO, that contain neurobehavioral stressors relevant to spaceflight.

The project has primary relevance to strategic goals of the NSBRI Neurobehavioral and Psychosocial Factors (NBPF) Team. It addresses a high-priority gap identified by the NASA Small Assessment Team, Behavioral Health and Performance, and NSBRI NBPF Team areas. and the project specifically targets questions 25d, c, f, and h of Bioastronautics Roadmap Risk Area 25 (Human Performance Failure Due to Neurobehavioral Problems), and question 27d in Risk Area 27 (Human Performance Failure Due to Sleep Loss and Circadian Rhythm Problems).

 

Research Impact/Earth Benefits: 0

 

Task Progress: New project for FY2008.

 

Bibliography Type: Description: (Last Updated: 06/02/2010) Show Cumulative Bibliography Listing
 
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